The Institutional Record Transmittal Form

Institutions should submit the Institutional Record Transmittal form (PHS-7092) with the institutional record to ORI at the conclusion of research misconduct proceedings. Institutions should submit PHS-7092 to ORI regardless of whether the case falls under the 2005 or 2024 version of 42 CFR Part 93. If ORI during its oversight review directs the institution to address deficiencies in the institutional record, it is not necessary for the institution to resubmit the form unless ORI requests it. If the proceedings conclude at the assessment, institutions do not need to submit PHS-7092.   

» The Institutional Record Transmittal Form PHS-7092(pdf)